139 Queen's Road
Central, Hong Kong
Effective governance and robust risk management are foundational pillars for sustainable success and investor trust in the financial services industry. Our advisory service provides expert guidance in designing and implementing frameworks that align with regulatory expectations, your specific business strategy, and operational realities. Drawing on extensive experience within financial institutions, we help evaluate your existing structures and develop tailored solutions, including key governance documents, committee charters (for valuation, risk, investment, etc.), and clear definitions of roles and responsibilities for boards, management, and committees.
We work closely with you to establish a comprehensive risk governance framework, defining clear reporting lines and responsibilities for risk management throughout the organization. This includes assisting leadership in articulating the firm's risk appetite and tolerance levels, ensuring alignment with strategic objectives, and implementing robust processes for ongoing risk monitoring and reporting, incorporating key risk indicators (KRIs) and early warning systems. Our focus is on creating a proactive, rather than reactive, risk culture.
Recognizing that data is a critical asset and a potential vulnerability, our expertise extends to developing strong data governance policies that ensure data quality, consistency, and security, alongside implementing practical Data Loss Prevention (DLP) measures. Furthermore, we assist in bolstering your cybersecurity posture by helping develop and implement effective incident response plans, ensuring your firm is prepared to manage and recover from potential cyber threats efficiently. Our integrated approach ensures that governance, risk management, data protection, and cybersecurity work together seamlessly to protect your firm and support its long-term objectives.
