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Large Language Models (LLMs) from providers like OpenAI, Google, Anthropic, and Deepseek, offer incredible potential to boost productivity, accelerate research, and enhance client interactions within financial services. However, for regulated firms, directly using public AI chat interfaces presents unacceptable risks. Sending prompts containing sensitive client information, proprietary trading strategies, or internal data to third-party servers creates significant data security vulnerabilities and potential breaches of confidentiality. Furthermore, the data submitted might be used to train the very models you're using, leading to unintentional IP leakage.
Beyond data security, there's a critical compliance gap. Regulatory bodies increasingly require meticulous recordkeeping of business communications, and interactions with AI tools used for business purposes can fall under this scope. Without a controlled environment, tracking, retaining, and supervising these AI conversations becomes nearly impossible, exposing your firm to significant regulatory scrutiny and potential penalties. Relying on employees to self-regulate their use of diverse, public LLMs is simply not a viable or compliant strategy.
RegPilot - Chat by Generis AI is the enterprise-ready solution designed specifically for the security and compliance demands of the financial industry. It acts as a secure, unified frontend, allowing your users to interact with multiple, pre-approved LLM providers through a single interface. Crucially, RegPilot - Chat is deployed entirely within your own controlled infrastructure – whether on-premise or in your private cloud. This architecture ensures that all prompts and chat history remain securely under your ownership and control, never leaving your environment or being used for external model training.
This controlled deployment directly addresses regulatory recordkeeping requirements. All interactions through RegPilot - Chat are logged and retained within your systems, providing a complete, auditable trail necessary for compliance purposes. You gain granular control, allowing you to specify which LLMs (specifically non-training models) your teams can access, ensuring consistency and mitigating risks associated with unvetted AI. RegPilot - Chat empowers your firm to confidently embrace the efficiency gains of generative AI, transforming it from a potential liability into a secure, compliant, and powerful business tool.
